| DRN-6295181 | 2026-04-16T00:00:00+00:00 | Succession Wealth Management Limited | wealth management / financial advisory services | Upheld |
| DRN-6169686 | 2026-03-17T00:00:00+00:00 | SUCCESSION WEALTH MANAGEMENT LIMITED | pension | Partially upheld |
| DRN-6157434 | 2026-02-18T00:00:00+00:00 | SUCCESSION WEALTH MANAGEMENT LIMITED | investment portfolio (Investment Bond, Stocks and Shares ISAs, Cash ISAs) | Not upheld |
| DRN-5859536 | 2025-10-03T00:00:00+00:00 | SUCCESSION WEALTH MANAGEMENT LIMITED | financial advice / wealth management | Upheld |
| DRN-5859466 | 2025-10-03T00:00:00+00:00 | SUCCESSION WEALTH MANAGEMENT LIMITED | financial advice / wealth management | Upheld |
| DRN-5859586 | 2025-10-03T00:00:00+00:00 | SUCCESSION WEALTH MANAGEMENT LIMITED | financial advice / wealth management | Upheld |
| DRN-5859399 | 2025-10-03T00:00:00+00:00 | SUCCESSION WEALTH MANAGEMENT LIMITED | wealth management / financial advisory services | Upheld |
| DRN-5859498 | 2025-10-03T00:00:00+00:00 | SUCCESSION WEALTH MANAGEMENT LIMITED | wealth management / financial advisory services | Upheld |