Nucleus Financial Services Ltd: Ombudsman complaint record
14 published Financial Ombudsman decisions. 21% of them went the complainant's way.
At a glance
| Decisions published | 14 |
|---|---|
| Upheld | 3 |
| Partially upheld | 0 |
| Not upheld | 11 |
| Uphold rate | 21% |
| Last 30 days | 1 |
| Last 12 months | 4 |
| First decision | 2015-10-12T00:00:00+00:00 |
| Most recent | 2026-06-30T00:00:00+00:00 |
Most common claim types
| # | Name | Complaints | Upheld | Partially upheld | Not upheld | Uphold rate |
|---|---|---|---|---|---|---|
| 1 | Other regulated complaint | 3 | 3 | 0 | 0 | 100% |
| 2 | Fraud reimbursement (APP scams) | 2 | 0 | 0 | 2 | 0% |
| 3 | Service failures generally | 2 | 0 | 0 | 2 | 0% |
| 4 | Investment mis-selling | 2 | 0 | 0 | 2 | 0% |
| 5 | Pension transfer advice | 2 | 0 | 0 | 2 | 0% |
| 6 | Account closure without notice | 1 | 0 | 0 | 1 | 0% |
| 7 | Complaints handling failures | 1 | 0 | 0 | 1 | 0% |
| 8 | Account administration errors | 1 | 0 | 0 | 1 | 0% |
Products complained about
| # | Name | Complaints | Upheld | Partially upheld | Not upheld | Uphold rate |
|---|---|---|---|---|---|---|
| 1 | Pension | 8 | 3 | 0 | 5 | 38% |
| 2 | Investment | 6 | 0 | 0 | 6 | 0% |
Recent decisions
| Reference | Date | Firm | Product | Outcome |
|---|---|---|---|---|
| DRN-6359315 | 2026-06-30T00:00:00+00:00 | Nucleus Financial Services Limited | pension (SIPP - Self-Invested Personal Pension) | Upheld |
| DRN-6326080 | 2026-05-20T00:00:00+00:00 | Nucleus Financial Services Limited | pension | Not upheld |
| DRN-5870240 | 2026-03-23T00:00:00+00:00 | NUCLEUS FINANCIAL SERVICES LIMITED | investment | Not upheld |
| DRN-5404381 | 2025-08-18T00:00:00+00:00 | Nucleus Financial Services Ltd | stocks and shares ISA | Not upheld |
| DRN-5219710 | 2024-12-18T00:00:00+00:00 | Nucleus Financial Services Ltd | personal pension / SIPP transfer | Not upheld |
| DRN-4141137 | 2023-09-18T00:00:00+00:00 | Nucleus Financial Services Ltd | pension (SIPP - Self Invested Personal Pension) | Upheld |
| DRN-4141134 | 2023-09-18T00:00:00+00:00 | Nucleus Financial Services Ltd | pension (SIPP - Self Invested Personal Pension) | Upheld |
| DRN-2581700 | 2022-01-27T00:00:00+00:00 | Nucleus Financial Services Ltd | ISA (structured products) | Not upheld |