| DRN-6325507 | 2026-05-05T00:00:00+00:00 | J.M. FINN & CO.LTD | discretionary managed portfolio service | Upheld |
| DRN-5474209 | 2025-05-22T00:00:00+00:00 | J M Finn & Co Ltd | investment portfolio / discretionary investment management | Not upheld |
| DRN-5520179 | 2025-04-30T00:00:00+00:00 | J M Finn & Co Ltd | discretionary investment portfolio management (SIPP) | Partially upheld |
| DRN-5109001 | 2025-03-30T00:00:00+00:00 | J M Finn & Co Ltd | investment management / discretionary portfolio management | Not upheld |
| DRN-4889100 | 2024-12-31T00:00:00+00:00 | J M Finn & Co Ltd | investment portfolio management | Not upheld |
| DRN-4858348 | 2024-12-31T00:00:00+00:00 | J M Finn & Co Ltd | investment management (discretionary portfolio management and SIPP) | Not upheld |
| DRN-4694941 | 2024-03-20T00:00:00+00:00 | J M Finn & Co Ltd | pension - Self-Invested Personal Pension (SIPP) | Upheld |
| DRN-5409660 | 2017-03-29T00:00:00+00:00 | J M Finn & Co Ltd | investment account | Not upheld |