| DRN-5914689 | 2026-05-21T00:00:00+00:00 | Harbour Rock Capital Limited | pension | Not upheld |
| DRN-6320114 | 2026-05-07T00:00:00+00:00 | Harbour Rock Capital Limited | pension (SIPP) | Upheld |
| DRN-6205831 | 2026-03-06T00:00:00+00:00 | HARBOUR ROCK CAPITAL LIMITED | pension - defined benefit occupational pension scheme (OPS) transfer to self-invested personal pension (SIPP) | Upheld |
| DRN-5955353 | 2026-02-04T00:00:00+00:00 | HARBOUR ROCK CAPITAL LIMITED | pension | Not upheld |
| DRN-6069532 | 2026-01-21T00:00:00+00:00 | HARBOUR ROCK CAPITAL LIMITED | pension | Not upheld |
| DRN-5944709 | 2026-01-19T00:00:00+00:00 | HARBOUR ROCK CAPITAL LIMITED | pension | Not upheld |
| DRN-5772112 | 2026-01-15T00:00:00+00:00 | HARBOUR ROCK CAPITAL LIMITED | pension - occupational defined benefit (DB) scheme transfer to self-invested personal pension (SIPP) | Not upheld |
| DRN-5974143 | 2026-01-05T00:00:00+00:00 | HARBOUR ROCK CAPITAL LIMITED | pension | Not upheld |