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HARBOUR ROCK CAPITAL LIMITED: Ombudsman complaint record

55 published Financial Ombudsman decisions. 55% of them went the complainant's way.

At a glance

Decisions published55
Upheld29
Partially upheld2
Not upheld24
Uphold rate55%
Last 30 days1
Last 12 months21
First decision2023-08-21T00:00:00+00:00
Most recent2026-05-21T00:00:00+00:00

Most common claim types

#NameComplaintsUpheldPartially upheldNot upheldUphold rate
1Pension transfer advice482612155%
2General financial advice201125%
3Service failures generally1100100%

See every claim type

Products complained about

#NameComplaintsUpheldPartially upheldNot upheldUphold rate
1Pension522722354%

See every product

Recent decisions

ReferenceDateFirmProductOutcome
DRN-59146892026-05-21T00:00:00+00:00Harbour Rock Capital LimitedpensionNot upheld
DRN-63201142026-05-07T00:00:00+00:00Harbour Rock Capital Limitedpension (SIPP)Upheld
DRN-62058312026-03-06T00:00:00+00:00HARBOUR ROCK CAPITAL LIMITEDpension - defined benefit occupational pension scheme (OPS) transfer to self-invested personal pension (SIPP)Upheld
DRN-59553532026-02-04T00:00:00+00:00HARBOUR ROCK CAPITAL LIMITEDpensionNot upheld
DRN-60695322026-01-21T00:00:00+00:00HARBOUR ROCK CAPITAL LIMITEDpensionNot upheld
DRN-59447092026-01-19T00:00:00+00:00HARBOUR ROCK CAPITAL LIMITEDpensionNot upheld
DRN-57721122026-01-15T00:00:00+00:00HARBOUR ROCK CAPITAL LIMITEDpension - occupational defined benefit (DB) scheme transfer to self-invested personal pension (SIPP)Not upheld
DRN-59741432026-01-05T00:00:00+00:00HARBOUR ROCK CAPITAL LIMITEDpensionNot upheld