| DRN-6436066 | 2026-06-23T00:00:00+00:00 | Charteris Treasury Portfolio Managers Limited | investment management (discretionary portfolio management) / offshore investment bond | Not upheld |
| DRN-6050318 | 2025-12-31T00:00:00+00:00 | Charteris Treasury Portfolio Managers Limited | investment management (discretionary portfolio management) | Not upheld |
| DRN-6050424 | 2025-12-31T00:00:00+00:00 | Charteris Treasury Portfolio Managers Limited | investment management (discretionary portfolio management) | Not upheld |
| DRN-5746424 | 2025-08-11T00:00:00+00:00 | Charteris Treasury Portfolio Managers Limited | pension - Self-Invested Personal Pension (SIPP) | Not upheld |
| DRN-5746419 | 2025-08-11T00:00:00+00:00 | Charteris Treasury Portfolio Managers Limited | investment management / discretionary portfolio management | Not upheld |
| DRN-5746421 | 2025-08-11T00:00:00+00:00 | Charteris Treasury Portfolio Managers Limited | pension - Self-Invested Personal Pension (SIPP) | Not upheld |
| DRN-5238349 | 2025-05-07T00:00:00+00:00 | Charteris Treasury Portfolio Managers Limited | investment management / portfolio management | Partially upheld |
| DRN-5238356 | 2025-05-07T00:00:00+00:00 | Charteris Treasury Portfolio Managers Limited | investment management / portfolio management | Partially upheld |