Veste

Ascot Lloyd Limited: Ombudsman complaint record

26 published Financial Ombudsman decisions. 64% of them went the complainant's way.

At a glance

Decisions published26
Upheld15
Partially upheld3
Not upheld8
Uphold rate64%
Last 30 days3
Last 12 months22
First decision2025-02-28T00:00:00+00:00
Most recent2026-06-15T00:00:00+00:00

Most common claim types

#NameComplaintsUpheldPartially upheldNot upheldUphold rate
1General financial advice761093%
2Pension transfer advice751179%
3Investment mis-selling521250%
4Account administration errors10010%
5Other regulated complaint10010%
6Service failures generally10010%

See every claim type

Products complained about

#NameComplaintsUpheldPartially upheldNot upheldUphold rate
1Pension15112280%
2Investment921628%

See every product

Recent decisions

ReferenceDateFirmProductOutcome
DRN-63379322026-06-15T00:00:00+00:00Ascot Lloyd Limitedinvestment bond (onshore)Not upheld
DRN-63228032026-05-27T00:00:00+00:00Ascot Lloyd Limitedinvestment (AIM portfolio)Upheld
DRN-63805812026-05-22T00:00:00+00:00Ascot Lloyd LimitedISA (Individual Savings Account) - specifically AIM ISA (Alternative Investment Market)Upheld
DRN-59572572026-04-17T00:00:00+00:00Ascot Lloyd Limitedinvestment adviceNot upheld
DRN-59073832026-03-31T00:00:00+00:00Ascot Lloyd Limitedwealth management / investment adviceNot upheld
DRN-62531962026-03-26T00:00:00+00:00Ascot Lloyd Limitedtrust servicesNot upheld
DRN-59697232026-03-16T00:00:00+00:00Ascot Lloyd Limitedinvestment portfolio (SIPP with managed funds)Not upheld
DRN-60237722026-03-06T00:00:00+00:00Ascot Lloyd LimitedpensionUpheld